GENNA GARVER WORKS CLOSELY WITH CLIENTS TO UNDERSTAND THEIR UNIQUE NEEDS AND GUIDE THEM THROUGH THE COMPLEX MAZE OF INVESTMENT REGULATION.

Genna takes pride in the close personal attention she provides when advising investment management clients in connection with federal and state securities laws, private fund formation and securities offerings. She has extensive experience representing financial institutions in transactional and regulatory matters. She focuses on representing investment advisers, hedge funds and other private investment funds implementing various investment strategies.

Genna advises clients on: formation and offering matters for both domestic and offshore funds; SEC and state investment adviser, broker-dealer and private fund regulation; Investment Advisers Act compliance programs; and mock audits and regulatory examinations and investigations. She also counsels banking and private fund clients on all aspects of the Volcker Rule and related matters.

Genna is Of Counsel in Dorsey’s Corporate Group and chairs the Investment Regulation practice.