Bill represents clients in complex securities matters, focusing on internal investigations, regulatory enforcement and litigation. In addition to handling investigations and litigation, Bill counsels companies and individuals on compliance with securities industry rules, reporting requirements, best practices, enhancements to policies and procedures, regulatory developments and enforcement trends. Bill also assists clients in training business, compliance and legal department personnel.

Bill’s extensive experience includes serving as outside counsel for various national and regional securities firms in the areas of regulatory enforcement, internal investigations, customer arbitrations and employment litigation. Bill served as an arbitrator for the NYSE, and currently serves as an arbitrator for FINRA Dispute Resolution and the National Futures Association.